Joseph F. Hanvey, CAMS

Suspicious Activity Reportable Events

Deloitte – Forensic & Dispute Services

The focus of the presentation will be on suspicious activity reportable events that fall outside the traditional understanding of money laundering.  Mr. Hanvey will walk the attendees through an overview of the SAR requirements for banks and broker-dealers and considering it is based in New York, will highlight the reportable events in New York State Banking Department that may not be reportable at the federal level.  Mr. Hanvey will also highlight the architecture of sound industry practices when escalating suspicious activity and end with a fraud case that triggered a New York State filing but not a SAR filing.

PHILIP KLECKNER

 (Director in charge of the Business Crimes Group at RosenfarbWinters, LLC)

WILL SPEAK ON

PERPETRATION, INVESTIGATION, DISCOVERY AND "POST MORTEM" OF FRAUD.

Philip Kleckner is the Director in charge of the Business Crimes Group at RosenfarbWinters, LLC in Roseland, New Jersey.  In this role, Phil supervises and manages staff accountants and managers for all cases involving white-collar crimes, i.e. fraud, embezzlement, and locating concealed assets. Additionally, he meets with clients to evaluate and implement policies, procedures and internal controls while identifying, designing, and streamlining cost effective operations.
 
Phil has nearly 35 years of experience in public accounting with emphasis in the specialized consulting needs of the legal, insurance and financial industries. As a Certified Fraud Examiner, Phil has extensive experience in forensic accounting and has testified as an expert witness in federal, state, and criminal court cases.

Early in his career, Phil was Manager of the Litigation Services Group at Laventhol & Horwath in New York where he performed forensic accounting services on major insurance company claims while assisting various clients in assorted commercial litigation. He later joined Citibank where he was the department head of their anti-fraud group that investigated all internal and external attempts to defraud the bank worldwide. While at Citibank, he participated in several major investigations, which lead to criminal prosecution in the United States, Europe, and the Asia Pacific region.
 
Before joining RosenfarbWinters, Phil was a Manager in the Litigation & Valuation Group at Amper, Politziner, & Mattia, P.A. There, he conducted complex fraud investigations to identify how the fraud occurred, traced and located recoverable assets and provided assistance to clients in various types of commercial litigation.
 
Mr. Kleckner has spoken on many topics to various businesses around the world, including the American Institute of Certified Public Accountants (AICPA), New York and New Jersey State Society of CPAs, New York State Society of Public Accountants, Institute of Internal Auditors, and the Association of Certified Fraud Examiners. 

Phil has also developed and led courses on Fraud Awareness and Fraud Detection and Prevention and has co-authored a chapter of the AICPA's publication on Income Reconstruction: A Guide to Discovering Unreported Income.  He has also co-authored a 4-part series of articles for the CPA Journal on the Sarbanes-Oxley Act.
 
Mr. Kleckner received his Bachelor of Science degree in Accounting from the University of Dayton. He has continued his education by earning his CPA certificate and is licensed to practice in New Jersey, New York and Ohio.